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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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