Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 12.2 UK UCITS management companies

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

IFPRU 4.6 Internal ratings based approach: probability of default

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

EG 19.1 Introduction

EG 15.1 Introduction

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

REC 1.2 Purpose, status and quotations, notes or references

EG 14.2 Choice of powers

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy