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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COND 1.3 General

As Published: 2013

COND 1.3 General

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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