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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

SYSC 6.1 Compliance

SUP 10C.14 Changes to an FCA-approved person’s details

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

CASS 9.4 Information to clients concerning custody assets and client money

PERG 4.10 Exclusions applying to more than one regulated activity

IPRU-INV 2.1 APPLICATION

GEN 4.1 Application

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

MCOB 9.3 Pre-application disclosure

MAR 10.2 Position limit requirements

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy