Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 3.2 Third-country groups

SUP 4.3 Appointment of actuaries

MAR 7A.3 Requirements for algorithmic trading

REC 3.14 Products, services and normal hours of operation

PERG 8.4 Invitation or inducement

SYSC 18.1 Application and purpose

FEES 2.1 Introduction

MAR 9.3 Notification and information

SUP App 2.15 Run-off plans for closed with-profits funds

SYSC 4.5

FIT 2.1 Honesty, integrity and reputation

SUP 10A.10 Customer-dealing functions

BIPRU 12.2 Adequacy of liquidity resources

SUP 5.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation