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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR App 3.1

As Published: 2005

PR App 3.1

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction