Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

…

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

…

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

…

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COND 1.3 General

EG 1.1 Overview

SYSC 4.7

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 8.3 Applying for a waiver

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

RCB 2.3 Determination of registration

EG 2.12 Co-operation

SUP 8.1 Application and purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

COLL 6.10 Senior personnel responsibilities

COLL 14.2 Registration with the Charity Commission

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy