Search Result

181 - 200 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COND 1.3 General

As Published: 2013

COND 1.3 General

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital