Search Result

521 - 540 of 1571 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

…

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

…