Search Result

361 - 380 of 1527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS