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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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