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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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