Search Result

401 - 420 of 1610 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose