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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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SYSC 4.9

As Published: 2015

SYSC 4.9

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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