Search Result

621 - 640 of 1291 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

TC App 5.1

As Published: 2010

TC App 5.1

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication