Search Result

161 - 180 of 1597 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model