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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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PR 2.5 Omission of information

COLL 8.1 Introduction

CASS 11.1 Application

PERG 10.4A The application of EU Directives

IFPRU 4.6 Internal ratings based approach: probability of default

DISP 1.10A Complaints data publication rules

REC 6.3 Recognition requirements

PERG 8.19 Additional restriction on the promotion of life policies

APER 2.1A The Statements of Principle

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation