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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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SYSC 18.5 Settlement agreements with workers

As Published: 2015

SYSC 18.5 Settlement agreements with workers

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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SYSC 19D.2 General requirement

SUP 16.17 Remuneration reporting

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MAR 5A.5 Systems and controls for algorithmic trading

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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 10A.9 Significant management functions

MCOB 8.6A Execution-only sales

SYSC 18.5 Settlement agreements with workers

DTR 8.3 Criteria for approval as a primary information provider