Search Result

161 - 180 of 1557 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures