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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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SUP 15.13 Notification by CBTL firms

SUP 15.2 Purpose

SYSC 2.1 Apportionment of Responsibilities

EG 2.4 Case selection: Unauthorised business

SUP 10C.5 FCA governing functions: Executive

REC 6.6 Supervision

MAR 1.3 Insider dealing

SYSC 18.3 Internal arrangements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation