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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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PERG 5.11 Other aspects of exclusions

DEPP 7.2 Interviews

SUP 15.5 Core information requirements

SUP 11.4 Requirements on firms

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

REC 3.14 Products, services and normal hours of operation

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SUP 12.7 Notification requirements

MAR 10.5 Other reporting, notifications and information requirements

SUP 15.14 Notifications under the Payment Services Regulations

ICOBS 1.1 The general application rule

SUP 10C.11 Statements of responsibilities

MAR 7A.3 Requirements for algorithmic trading

REC 3.15 Suspension of services and inability to operate facilities

PR App 1.1

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SYSC 8.1 General outsourcing requirements

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 6.4 Applications for cancellation of permission

COLL 4.7 Key investor information and marketing communications