Search Result

1561 - 1580 of 1730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.1 Application, purpose and interpretation

As Published: 2014

SUP 8A.1 Application, purpose and interpretation

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

As Published: 2014

PERG 4.17 Interaction with the Consumer Credit Act and consumer credit regulated activities

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

IPRU-INV 6.1 APPLICATION

As Published: 2015

IPRU-INV 6.1 APPLICATION