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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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