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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

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EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

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DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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