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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

COBS 3.4 Retail clients

As Published: 2017

COBS 3.4 Retail clients

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application