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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 3.6 Determining the effect of a breach or failing at step 1

As Published: 2017

DISP App 3.6 Determining the effect of a breach or failing at step 1

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

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IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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