Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 6.7 Payment of levies

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SYSC 4.7

SUP 8.3 Applying for a waiver

REC 2.3 Financial resources

SUP 11.6 Subsequent notification requirements by firms

PRIN 1.1 Application and purpose

LR App 1.1 Relevant definitions

BIPRU 7.10 Use of a Value at Risk Model

SUP 10C.16 References and accurate information

COLL 6.9 Independence, names and UCITS business restrictions

FIT 1.1 Application and purpose

SUP 11.9 Changes in close links

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy