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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market