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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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SUP 10C.10 Application for approval and withdrawing an application for approval

EG 16.2 Disapplication orders

SYSC 4.8

DEPP 4.2 Urgent statutory notice cases

REC 2.15 Discipline

EG 6.5 Publicity during, or upon the conclusion of civil action

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 7.5 Payment of financial penalties

REC 4.8 The section 298 procedure

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

EG 20.3 Decision making under the CCA Order

COBS 20.2 Treating with-profits policyholders fairly

DISP App 3.9 Other matters concerning redress at steps 1 and 2

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 10C.13 Variation of conditional and time-limited approvals

EG 12.3 Criminal prosecutions in cases of market abuse