Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.14 Joint investigations with the PRA

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

LR 19.1 Application

REC 3.16 Information technology systems

FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

REC 4.2 The supervisory relationship with UK recognised bodies

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

CONC 3.3 The clear fair and not misleading rule and general requirements

REC 2.8 Settlement and clearing facilitation services

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

DISP App 1.6 Valuing Relevant Benefits

PR 5.5 Persons responsible for a prospectus

EG 20.1 Introduction

FEES 2.3 Relieving Provisions

PERG 1.5 What other guidance about the perimeter is available from the FCA?

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures