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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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Similar To

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

CONC 3.11 Not approving certain financial promotions

PERG 2.1 Application and purpose

EG 3.2B Information requests (section 122B)

REC 4.9 Disciplinary measures

PERG 5.10 Renewals

EG 2.7 Sources of cases

TC 1.1 Who, what and where?

SUP 3.7 Notification of matters raised by auditor

SUP 14.8 Further guidance

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation