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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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DISP 1.5 Complaints resolved by close of the third business day

REC 2.13 Promotion and maintenance of standards

LR 8.6 Criteria for approval as a sponsor

DISP 3.1 Purpose, interpretation and application

FEES 2.1 Introduction

SUP 6.4 Applications for cancellation of permission

FEES 5.2 Introduction

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 14.2 Changes to branch details

SUP 10C.14 Changes to an FCA-approved person’s details

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

REC 5.2 Application process

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

COLL 12.3 EEA UCITS management companies

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 18.3 Insurance business transfers outside the United Kingdom

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

DEPP 6.5D Serious financial hardship

DEPP 4.1 Executive decision maker