Search Result

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

…

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

…

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

…

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 9.1 General rules on record-keeping

PERG 14.3 Activities relating to home reversion plans

REC 2.2 Method of satisfying the recognition requirements

FIT 1.1 Application and purpose

FEES 5.8 Joining the Financial Ombudsman Service

REC 2.13 Promotion and maintenance of standards

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 5.8 The regulated activities: advising on contracts of insurance

TC App 6.1 Accredited bodies

CASS 7.16 The standard methods of internal client money reconciliation

REC 6.3 Recognition requirements

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 6.5A The retail pool

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products