Search Result

641 - 660 of 1621 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction