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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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