Search Result

561 - 580 of 1395 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction