Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

…

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

…

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

…

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 1.2 Purpose, status and quotations, notes or references

CREDS 7.2 General requirements concerning lending policy

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

MIPRU 4.2 Capital resources requirements

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

SUP 8.3 Applying for a waiver

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

FEES 6.7 Payment of levies

PERG 7.3 Does the activity require authorisation?

EG 6.2 Publicity during, or upon the conclusion of regulatory action

PERG 13.6 CRD IV

EG App 3.1 The FCA

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach