Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

…

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 4.1 Executive decision maker

LR 5.6 Reverse takeovers

FEES 6.7 Payment of levies

SUP 10A.16 How to apply for approval and give notifications

SUP 10A.4 Specification of functions

PR 2.3 Minimum information to be included in a prospectus

EG 3.10 Liaison where other authorities have an interest

BIPRU 2.3 Interest rate risk in the non-trading book

LR 1.2 Modifying rules and consulting the FCA

DTR 1A.2 Modifying rules and consulting the FCA

GEN 1.3 Emergency

DTR 1C.2 Modifying rules and consulting the FCA

LR 19.4 Continuing obligations

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 2.7 Access to facilities

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

GEN 1.2 Referring to approval by the FCA

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MAR 5.6 Reporting requirements

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act