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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund