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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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