Search Result

461 - 480 of 1363 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders