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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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CASS 7.11 Treatment of client money

PERG 5.2 Introduction

PERG 8.3 Financial promotion

ICOBS 1.1 The general application rule

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

LR 15.4 Continuing obligations

LR 7.1 Application and purpose

MIPRU 4.2F Exposures and risk weights

EG 3.3 Reports by skilled persons (section 166)

SUP App 2.1 Application

PERG 2.1 Application and purpose

COLL 4.4 Meetings of Unitholders and service of notices

REC 4.8 The section 298 procedure

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 6.6 Supervision

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 7.5 Payment of financial penalties

REC 1.2 Purpose, status and quotations, notes or references

LR 5.4A Transfer between listing categories