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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

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Similar To

MAR 1.4 Unlawful disclosure

REC 2A.4 Power and procedure for RAP penalties and censures

PERG 4.10A Activities regulated under the Mortgage Credit Directive

SYSC 3.1 Systems and controls

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 8.4 Role of a sponsor: transactions

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

PERG 13.5 Exemptions from MiFID

MCOB 6.9 Regulated sale and rent back agreements

COND 2.2 Location of offices

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation