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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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SUP 12.2 Introduction

PERG 10.5 Employers and affinity groups (such as trade unions)

CREDS 10.1 Application and purpose

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 14.6 Cancelling qualification for authorisation

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 16.13 Reporting under the Payment Services Regulations

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

LR 1.4 Miscellaneous

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy