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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

…

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

…

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

…

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

…

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

…

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

…

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

APER 1.1A Application

As Published: 2015

APER 1.1A Application

…

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

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