Search Result

361 - 380 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations