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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 4.5

As Published: 2015

SYSC 4.5

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements