Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

SUP 16.3 General provisions on reporting

GEN 6.1 Payment of financial penalties

IFPRU 4.3 Guidance on internal ratings based approach: high level material

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 1.1 Application and purpose

REC 4.6A The section 192C power to direct qualifying parent undertakings

PERG 8.6 Communicate

LR 1.4 Miscellaneous

SYSC 12.1 Application

MAR 4.3 Support of the Takeover Panel's Functions

SYSC 2.1 Apportionment of Responsibilities

FEES 6.7 Payment of levies