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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

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COND 1.3 General

As Published: 2013

COND 1.3 General

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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