Search Result

201 - 220 of 1733 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

PR App 3.1

As Published: 2005

PR App 3.1

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting